Description:
The Internal Audit Manager – Asset Management reports to the Director – Internal Audit – Asset Management and is responsible for the Sun Life Capital Management (SLC Management) audit portfolio.
The candidate is responsible for leading, managing, and planning complex, investments related audit engagements and projects. The role includes significant client interaction in order to evaluate the adequacy and effectiveness of internal controls and the efficiency of operations, and for fostering a proactive, high-performance team environment.
What will you do?
- Manage complex audit engagements, ensuring proper coverage and consideration of auditing principles and practices.
- Document the business understanding, business objectives, risks, performance metrics, key controls, and testing strategies for each audit engagement assigned.
- Conduct audit opening and closing meetings with client.
- Monitor the progress of audit projects and provide appropriate leadership in completing the projects according to department objectives.
- Identify opportunities to build, leverage and execute data analytics within audits.
- Supervise other audit managers or senior auditors assigned to projects according to department objectives.
- Prepare and/or review identified issues to ensure they are clearly understood, documented, and that the process owners/business management provides corrective action.
- Prepare internal audit reports of findings and recommendations for delivery to management.
- Prepare for and lead meetings with clients for the purpose of audit planning, fieldwork, and presenting audit findings and recommendations; and documents the results of these meetings.
- Monitor audit findings to ensure effective and timely resolution.
- Contribute to preparation of internal audit management reports.
What do you need to succeed?
- Minimum of 5 years of experience in Internal Audit preferred
- Relevant professional designation (CPA, CFA, CIA) required
- Asset Management (incl. Infrastructure/Real Estate/Private Credit) or Financial Services background strongly preferred
- Solid technical audit skills
- Proven ability to manage multiple projects
- Proactive, energetic self-starter with the ability to manage and meet deadlines
- Excellent interpersonal skills; ability to collaborate, influence and network effectively
- Strong communication skills, both verbal and written
- Strong analytical, critical thinking and problem-solving abilities
- Ability to devise innovative solutions in a dynamic business environment
- Data analytics experience preferred
- Knowledge of audit techniques, including planning, scoping, project management, evaluation and testing of internal controls
- Knowledge of or exposure to IT Risk and IT General Controls would be an advantage